Covenant Technology Services

Covenant Technology Services,LLC

 

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Dodd-Frank and Regulatory Initiatives

 

Section 171 - Liquidity, Capital Requirements and Margining

 

OTC Derivatives / Collateral Management - Initial Margin (IM) and Variation Margin (VM)

  • Define and formalize business and functional requirements for US investment bank's cross-margining solutions (model) to improve client's capital efficiencies.

Front-to-Back

 

Section 165e - Legal Entity Hierarchy & Single Counterparty Credit Limits

  • Identify the business process and remediation approach to reduce the (credit concentration limits) risks of failure due to interconnectedness to support DFA 165(e) SCCL requirements.

 

Section 619 - Volcker Rule

  • Identify and design Entity, Client and Account Data hierarchy structures to comply with Customer-Facing Trading Ratio reporting requirements hierarchy structures.

 

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